James smith Financial Planner Report

Name:
James Richard Sterndale-smith

Rep Number:
000347011

Status:
Current

First Advice:
2010

Disciplinary action:
No action

Most Recent Role:
2011-04-19 onwards

Location:
Sydney, , NSW, 0

Licensee
Name:

Number:
000323825

ABN:
93 128 650 037

Appointed By
Name:
Yellow Brick Road Wealth Management Pty Limited

Licence Number:
000323825

ABN:
93 128 650 037

May advise on following product areas:
Non-basic Deposit Products
Government Debentures, Stocks or Bonds
Investment Life Insurance
Life Risk Insurance Products
Managed Investment Schemes, including IDPS
Standard Margin Lending Facility
Retirement Savings Account Products
Securities
Superannuation

Qualifications
Kaplan
DFP5V1 Tax for Financial Advising (Short Answer Exam)
Tribeca
Diploma of Financial Services (Financial Planning
Financial Review
Financial Essentials Margin Lending Accreditation Program
Financial Review
Self Managed Superannuation Funds