Kim Thomas Financial Planner Report

Name:
Kim Thomas

Rep Number:
000256643

Status:
Current

First Advice:
1987

Disciplinary action:
No action

Most Recent Role:
2009-02-02 onwards

Licensee
Name:

Number:
000239052

ABN:
69 008 896 311

Controlled By:

Appointed By
Name:
Patersons Securities Limited

Licence Number:
000239052

ABN:
69 008 896 311

May advise on following product areas:
Non-basic Deposit Products
Government Debentures, Stocks or Bonds
Managed Investment Schemes, excluding IDPS
Securities

Qualifications
Securities and Derivatives Industry Association
ASIC PS146 Compliance (Securities and Managed Investments)
Stockbrokers Association of Australia
Professional Diploma in Stockbroking
Tribeca
Responsible Executive Exam