James Tran Financial Planner Report

Name:
James Tran

Rep Number:
000241827

Status:
Current

First Advice:
2006

Disciplinary action:
No action

Most Recent Role:
2015-02-04 onwards

Licensee
Name:

Number:
000230690

ABN:
23 002 336 254

Controlled By:

Appointed By
Name:
Godfrey Pembroke Limited

Licence Number:
000230690

ABN:
23 002 336 254

May advise on following product areas:
Non-basic Deposit Products
Non-Cash Deposit Products
Derivatives
Government Debentures, Stocks or Bonds
Investment Life Insurance
Life Risk Insurance Products
Managed Investment Schemes, including IDPS
Standard Margin Lending Facility
Retirement Savings Account Products
Securities
Superannuation

Qualifications
Curtin University of Technology
Bachelor Degree - Commerce
Finsia Securities Institute of Australia
Graduate Diploma - Applied Finance and Investment
KAPLAN Online Higher Education
Graduate Diploma - Financial Planning

Memberships
Financial Planning Association of Australia (FPA)
Financial Services Institute of Australasia (FINSIA)
SMSF Association